Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick F Henry | 1375424 | 2 | 01/31/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ernest Joseph Dean | 2223858 | 2 | 01/10/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corey Ira Stein | 2417611 | 1 | 12/19/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kirk A Fawcett | 2839708 | 1 | 06/08/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dina Marie Jones | 1929487 | 2 | 05/19/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dina Marie Jones | 1929487 | 2 | 05/19/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Jeffrey Miller | 3053835 | 1 | 05/17/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos Aurelio Alvarado | 1272824 | 6 | 11/02/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Susan Lynne Yedlicka | 4486314 | 1 | 10/02/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terry L Joerger | 1417672 | 1 | 08/23/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |