Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bridgette Monique Mota | 6249857 | 7 | 07/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Borislav Valentinov Kolev | 3024003 | 3 | 07/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Jeffrey Carr | 1708296 | 2 | 07/06/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacob Gershon Shapira | 1890969 | 6 | 07/06/2020 | Customer Dispute | Award / Judgment | $3,116,800.00 | $782,279.00 | See FINRA Report |
| Charise L Mason | 6564828 | 2 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Christopher Kirby | 1061461 | 2 | 07/03/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erin M Roberts | 5289798 | 1 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen E Smith | 4062593 | 4 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane L Richardson | 4840327 | 7 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marquee Daneen Smith | 2765252 | 4 | 06/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |