Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Dana Asher | 1273614 | 2 | 03/18/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Byron David Hood | 1313550 | 3 | 03/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Walter Tomasheski | 501934 | 1 | 02/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Luis Abuin | 1811431 | 2 | 02/06/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Craig Lopez | 1530905 | 2 | 01/21/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerry Allan Eades | 1094066 | 4 | 12/17/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard G Golod | 842330 | 2 | 11/13/1981 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Richard G Golod | 842330 | 2 | 09/25/1981 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank William Esposto | 1198657 | 2 | 08/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Russell Attwater | 1282840 | 1 | 04/10/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |