Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cynthia Dell Maphet | 2293930 | 2 | 03/22/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond J Ruiz | 1947190 | 3 | 02/25/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Ernest Goss | 1001603 | 1 | 02/18/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael Ryan | 408262 | 1 | 01/01/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Baylis McKee Gruber | 231242 | 2 | 12/14/1982 | Customer Dispute | Award / Judgment | $0.00 | $83,140.00 | See FINRA Report |
| Tom Earl Barnes | 819261 | 2 | 11/29/1982 | Customer Dispute | Settled | $176,000.00 | $0.00 | See FINRA Report |
| James Franklin Cook | 4396853 | 1 | 10/28/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Ivan Flynn | 869817 | 5 | 08/11/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Angelo Picozzi | 1145645 | 4 | 08/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Kirk Simakas | 1439935 | 1 | 04/29/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |