Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roland W Killcreas | 1045796 | 4 | 01/30/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roland W Killcreas | 1045796 | 4 | 01/30/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Cremo | 1005649 | 4 | 01/06/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tony Michael Penzone | 359945 | 10 | 12/30/1983 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Dana Asher | 1273614 | 2 | 09/29/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Ray Cotto | 1663495 | 7 | 09/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Ivan Flynn | 869817 | 5 | 08/25/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Joseph Jones | 1030683 | 4 | 06/28/1983 | Customer Dispute | Award / Judgment | $0.00 | $250.00 | See FINRA Report |
| Joseph Francis Durso | 861907 | 2 | 05/01/1983 | Customer Dispute | Settled | $13,298.00 | $0.00 | See FINRA Report |
| Ralph Fraggetti | 1566552 | 1 | 04/11/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |