Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Lee Borski | 2833858 | 2 | 09/19/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eithne Anne McLaren | 1373367 | 2 | 09/07/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diana Antonini | 6492486 | 1 | 09/05/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eithne Anne McLaren | 1373367 | 2 | 08/15/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Michael Kaplan | 809486 | 1 | 05/31/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roland W Killcreas | 1045796 | 4 | 05/28/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael L Bork | 1449993 | 2 | 04/01/1984 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Bork | 1449993 | 2 | 04/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dean Allen Wallace | 2786938 | 1 | 03/14/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roland W Killcreas | 1045796 | 4 | 02/22/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |