Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Miller | 1144601 | 3 | 05/23/1985 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 05/07/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Marvin Friedman | 1289532 | 1 | 04/01/1985 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Jones | 1423348 | 4 | 03/01/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin Roy Shandling | 1012737 | 2 | 02/22/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Andrew Jennings | 839324 | 2 | 01/30/1985 | Customer Dispute | Settled | $127,682.00 | $0.00 | See FINRA Report |
| Scott Francis Lindus | 2777263 | 1 | 12/06/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Francis Decarlo | 63546 | 3 | 11/20/1984 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael David Neal | 2812420 | 1 | 10/09/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Lee Borski | 2833858 | 2 | 10/04/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |