Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phil J Cunningham | 2203777 | 1 | 03/06/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerard Domenic Ciccio | 868843 | 1 | 02/01/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Maria Patino Strand | 1686649 | 1 | 01/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Keith Evans | 835311 | 1 | 01/01/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Edward Fitzgerald | 4886011 | 1 | 10/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Nicholas Stam | 4362964 | 1 | 10/15/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Henry Brask | 1302440 | 1 | 09/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen C Ibarguen | 1130652 | 3 | 06/24/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roy Vincent James | 4661193 | 1 | 05/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Miller | 1144601 | 3 | 05/23/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |