Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly L Castleberry | 2089565 | 2 | 12/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Cremo | 1005649 | 4 | 10/31/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Locksley Stanton | 433727 | 5 | 10/09/1986 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| William Gilbert Glennon | 2819733 | 1 | 10/02/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 08/28/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Louis Dennis | 1405477 | 2 | 08/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Nelson Vostal | 2652134 | 1 | 06/30/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Robert Goodwin | 4306610 | 1 | 05/23/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Marc Waxman | 2565064 | 2 | 05/12/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Ivan Flynn | 869817 | 5 | 04/18/1986 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |