Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Ennis Byers | 37540 | 1 | 06/18/1987 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Timothy Dale Salzman | 2944156 | 1 | 06/13/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Gavin Metts | 851419 | 3 | 05/13/1987 | Customer Dispute | Award / Judgment | $210,151.00 | $19,602.20 | See FINRA Report |
| David Sgorbati | 870013 | 3 | 05/10/1987 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Arnold Schwartz | 502377 | 4 | 03/01/1987 | Customer Dispute | Settled | $28,137.20 | $0.00 | See FINRA Report |
| Andrew Charles Garbarini | 2706469 | 1 | 02/26/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Harry Wilson | 870323 | 2 | 02/10/1987 | Customer Dispute | Award / Judgment | $1,000,000.00 | $11,175.70 | See FINRA Report |
| Richard Kent Grimshaw | 1188832 | 2 | 01/09/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Craig Allen | 5076837 | 1 | 01/06/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Kent Grimshaw | 1188832 | 2 | 01/05/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |