Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Claude Matthews | 1003959 | 4 | 11/07/1987 | Customer Dispute | Settled | $30,440.40 | $0.00 | See FINRA Report |
| Timothy Mark Stevens | 1645792 | 3 | 10/20/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Frederick Garner | 2967620 | 1 | 10/20/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Warren Tuttle | 816765 | 4 | 10/13/1987 | Customer Dispute | Award / Judgment | $100,000.00 | $33,000.00 | See FINRA Report |
| Greg Alexander Gangas | 1896408 | 3 | 09/22/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Jay Solomon | 1060442 | 6 | 08/20/1987 | Customer Dispute | Award / Judgment | $11,047.80 | $14,353.60 | See FINRA Report |
| Baylis McKee Gruber | 231242 | 2 | 08/17/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Sandbach | 3130844 | 1 | 08/04/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Edwin Berryhill | 1279622 | 4 | 08/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Lee Katz | 1154913 | 3 | 07/01/1987 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |