Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony William Smith | 2883128 | 3 | 01/14/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Lawrence Galanti | 1308128 | 1 | 01/12/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Thomas Flacco | 1403768 | 7 | 01/01/1988 | Customer Dispute | Award / Judgment | $140,000.00 | $46,750.00 | See FINRA Report |
| Garrett Thomas Hadley | 3237997 | 1 | 12/30/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kim Ryna Mastel | 2272920 | 2 | 12/16/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence David Berberian | 1063098 | 1 | 12/10/1987 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Thomas John Leonard | 1437532 | 1 | 12/08/1987 | Customer Dispute | Award / Judgment | $1,000.00 | $1,000.00 | See FINRA Report |
| Theodore B Govedarica | 502710 | 2 | 12/01/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Perry Klein | 862159 | 1 | 11/17/1987 | Customer Dispute | Award / Judgment | $0.00 | $75,000.00 | See FINRA Report |
| Jeffrey Alan Heun | 721284 | 3 | 11/10/1987 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |