Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Erik Rynsky | 4546910 | 2 | 08/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Rulison | 407131 | 5 | 08/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher James Woodhouse | 7437419 | 1 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nason Joseph Bouche | 5449892 | 1 | 07/31/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jianmin Gu | 5599295 | 1 | 07/23/2020 | Customer Dispute | Settled | $18,833.00 | $0.00 | See FINRA Report |
| Craig Patrick Cunningham | 2850891 | 2 | 07/21/2020 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Christopher Vito Novielli | 6386078 | 1 | 07/21/2020 | Customer Dispute | Closed-No Action | $101,000.00 | $0.00 | See FINRA Report |
| Warren A Brooks | 7727884 | 1 | 07/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie M Brown | 3073638 | 1 | 07/17/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Audra L Benge | 5456003 | 4 | 07/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |