Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Martin Tanis | 1180348 | 3 | 05/13/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James W O'Keefe | 1803868 | 5 | 04/30/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James C Waddell | 730834 | 5 | 04/21/1988 | Customer Dispute | Award / Judgment | $38,696.10 | $22,508.20 | See FINRA Report |
| Blair Jan Ciklin | 803310 | 1 | 04/01/1988 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Arnold Schwartz | 502377 | 4 | 03/29/1988 | Customer Dispute | Settled | $71,913.00 | $0.00 | See FINRA Report |
| Davis Love Petersen | 1599844 | 1 | 03/11/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Richard Blum | 731502 | 1 | 02/01/1988 | Customer Dispute | Award / Judgment | $100,000.00 | $30,000.00 | See FINRA Report |
| James E Lacamp | 1385171 | 4 | 02/01/1988 | Customer Dispute | Settled | $14,936.00 | $0.00 | See FINRA Report |
| Charles Patrick Reddell | 1146930 | 2 | 02/01/1988 | Customer Dispute | Settled | $14,936.00 | $0.00 | See FINRA Report |
| Brian Thomas Tracey | 2140237 | 2 | 02/01/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |