Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ward E Gorham | 2922629 | 4 | 10/05/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Brent Maratea | 1278603 | 5 | 09/12/1988 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Philip Allan Crew | 1380120 | 1 | 09/08/1988 | Customer Dispute | Award / Judgment | $33,433.00 | $31,938.00 | See FINRA Report |
| Christopher Charles Deckas | 725221 | 2 | 09/01/1988 | Customer Dispute | Award / Judgment | $0.00 | $15,400.00 | See FINRA Report |
| Robert Dean Bronfman | 836754 | 4 | 08/01/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nina Bryan Nitti | 1087137 | 3 | 07/11/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Ross Prescott | 4914201 | 1 | 07/02/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Dennis Crawford | 1139983 | 2 | 07/01/1988 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Stephen Howard Davis | 1264575 | 6 | 06/21/1988 | Customer Dispute | Settled | $131,214.00 | $0.00 | See FINRA Report |
| Philip Francis Decarlo | 63546 | 3 | 06/08/1988 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |