Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Brent Maratea | 1278603 | 5 | 12/17/1988 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jeffery M Lewis | 815312 | 1 | 12/15/1988 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Barbara Gefen Jaffe | 862763 | 1 | 12/12/1988 | Customer Dispute | Settled | $105,000.00 | $0.00 | See FINRA Report |
| Lisa Ann Davis | 1029653 | 3 | 12/01/1988 | Customer Dispute | Award / Judgment | $746,000.00 | $47,500.00 | See FINRA Report |
| John Frederick Fisher | 1244294 | 1 | 11/29/1988 | Customer Dispute | Award / Judgment | $0.00 | $20,000.00 | See FINRA Report |
| Marcie Beth Daleo | 1234009 | 3 | 11/23/1988 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Robert Sharpe | 730905 | 1 | 10/24/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Marshall Robards | 1409994 | 1 | 10/23/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Elliott Dunlap | 1341879 | 7 | 10/20/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ward E Gorham | 2922629 | 4 | 10/05/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |