Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Lynch | 1616551 | 1 | 03/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Gerard Finizio | 1273682 | 2 | 03/02/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Douglas Krantz | 2827746 | 1 | 02/21/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Alan Nostrand | 1205823 | 1 | 02/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Price | 1336688 | 2 | 01/06/1989 | Customer Dispute | Award / Judgment | $80,000.00 | $61,410.00 | See FINRA Report |
| Steven Claude Matthews | 1003959 | 4 | 01/04/1989 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Alan Robert Lyons | 315354 | 1 | 01/01/1989 | Customer Dispute | Award / Judgment | $200,000.00 | $20,187.00 | See FINRA Report |
| Richard Francis Dombrowski | 3106093 | 1 | 01/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Claude Matthews | 1003959 | 4 | 01/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Ann Davis | 1029653 | 3 | 12/22/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |