Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheryl Jan Steinhart | 1008059 | 2 | 10/04/1989 | Customer Dispute | Award / Judgment | $40,000.00 | $50,576.00 | See FINRA Report |
| Steven Lee Fusco | 1070826 | 2 | 10/02/1989 | Customer Dispute | Award / Judgment | $115,000.00 | $16,250.00 | See FINRA Report |
| Brian Deckard | 1280144 | 1 | 10/01/1989 | Customer Dispute | Settled | $265,000.00 | $0.00 | See FINRA Report |
| Wayne Richard Barrett | 1952777 | 1 | 09/06/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph O'Daniel | 2512163 | 2 | 08/02/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Clarke Octigan | 350953 | 3 | 07/28/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Henry Moehrke | 1452895 | 1 | 07/24/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Charles Roketenetz | 1725050 | 1 | 07/19/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea Wright | 2902072 | 1 | 06/19/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Judy W Lev | 1106636 | 5 | 06/01/1989 | Customer Dispute | Award / Judgment | $12,000.00 | $12,705.80 | See FINRA Report |