Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sanford Feldman | 857292 | 1 | 11/12/1989 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Brian Paul Riccardi | 1142750 | 1 | 11/10/1989 | Customer Dispute | Award / Judgment | $970.00 | $271.69 | See FINRA Report |
| Diana V Vuong | 2862767 | 1 | 11/10/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darrell Stephen Hyde | 1646615 | 2 | 11/09/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Conway | 52858 | 2 | 11/01/1989 | Customer Dispute | Award / Judgment | $0.00 | $1,104,000.00 | See FINRA Report |
| Mark John Jakubovie | 735372 | 5 | 10/26/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Brent Maratea | 1278603 | 5 | 10/25/1989 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Marcie Beth Daleo | 1234009 | 3 | 10/16/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christian Paul Lord | 1838405 | 1 | 10/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harold Edward Vann Russell | 2463641 | 1 | 10/10/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |