Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Robert Meston | 5334825 | 1 | 01/01/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John David Burgraff | 1410273 | 5 | 01/01/1990 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Arthur Caruso | 1816452 | 3 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Cooper | 717835 | 2 | 12/22/1989 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Ellen Zentner | 5924680 | 1 | 12/22/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andy P Chen | 2043977 | 1 | 12/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Paul Schroeder | 1002289 | 2 | 12/01/1989 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Angel Vidal Chavez | 2478276 | 1 | 12/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joyce Shultz Goldfarb | 850167 | 2 | 12/01/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark John Jakubovie | 735372 | 5 | 11/13/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |