Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Mitchell Schwary | 416515 | 8 | 03/05/1990 | Customer Dispute | Award / Judgment | $25,000.00 | $14,500.00 | See FINRA Report |
| Kevin Michael Jones | 1423348 | 4 | 03/02/1990 | Customer Dispute | Award / Judgment | $0.00 | $8,992.00 | See FINRA Report |
| William Lucas Nichols | 2535691 | 1 | 02/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Leland Link | 4859984 | 1 | 02/03/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Gladstone | 826897 | 4 | 02/02/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Franklin | 1144368 | 4 | 02/02/1990 | Customer Dispute | Award / Judgment | $7,215.56 | $5,772.45 | See FINRA Report |
| Lou Athanas | 1500404 | 2 | 02/01/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 01/24/1990 | Customer Dispute | Settled | $76,828.50 | $0.00 | See FINRA Report |
| Charles Knox Lincoln | 1557031 | 1 | 01/01/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Berson Gillen | 221719 | 1 | 01/01/1990 | Customer Dispute | Award / Judgment | $0.00 | $2,315.00 | See FINRA Report |