Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Dean Bronfman | 836754 | 4 | 05/14/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nina Bryan Nitti | 1087137 | 3 | 05/03/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 05/01/1990 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gabriel Douglas Hoffmann | 2710657 | 3 | 04/07/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neil Scott Mitchell | 1027356 | 4 | 04/05/1990 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Garland Bryant Bowden | 2374456 | 1 | 03/28/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart Lee Sixma | 1012406 | 1 | 03/22/1990 | Customer Dispute | Award / Judgment | $5,788.71 | $5,788.71 | See FINRA Report |
| David Owen Earle | 1362142 | 6 | 03/13/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joel Lawrence Halpern | 234602 | 11 | 03/12/1990 | Customer Dispute | Award / Judgment | $160,000.00 | $57,000.00 | See FINRA Report |
| Stephen Edward D'Antuono | 1380263 | 1 | 03/06/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |