Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlin J Havey | 7324312 | 1 | 08/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melody W Dehond | 2342371 | 10 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Demet Rulison | 4675587 | 2 | 08/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James C Blake | 2758222 | 4 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James C Blake | 2758222 | 4 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Manuel Martinez | 5373287 | 1 | 08/19/2020 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Blair Louis Horne | 1270875 | 4 | 08/19/2020 | Customer Dispute | Award / Judgment | $317,789.00 | $228,966.00 | See FINRA Report |
| Brandon Garcia-Galvan | 7005108 | 1 | 08/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cherie A Bond | 2072809 | 1 | 08/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Autumn S Gleave | 6715010 | 3 | 08/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |