Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Marc Waxman | 2565064 | 2 | 08/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Chapman | 4724114 | 3 | 08/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Scott Hanoyan | 1578450 | 3 | 08/01/1990 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Mark John Jakubovie | 735372 | 5 | 08/01/1990 | Customer Dispute | Settled | $151,364.00 | $0.00 | See FINRA Report |
| David Alfred Mancinelli | 863831 | 1 | 07/25/1990 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Blair Louis Horne | 1270875 | 4 | 07/20/1990 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Victor Allen Peach | 2503367 | 3 | 07/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stamford Yung Niou | 1283978 | 2 | 06/22/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Scott McKee | 2349607 | 1 | 06/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 06/01/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |