Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blair Louis Horne | 1270875 | 4 | 11/06/1990 | Customer Dispute | Settled | $33,125.00 | $0.00 | See FINRA Report |
| Nicole Nixon | 2982183 | 1 | 11/01/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Bruce Gautschi | 722931 | 4 | 11/01/1990 | Customer Dispute | Settled | $19,247.10 | $0.00 | See FINRA Report |
| Thomas Edward Mullen | 1022988 | 1 | 10/12/1990 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Victor Eugene Karidakes | 1211351 | 2 | 09/18/1990 | Customer Dispute | Settled | $72,755.40 | $0.00 | See FINRA Report |
| Todd Jonathan Smith | 2504710 | 1 | 09/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Sgorbati | 870013 | 3 | 09/12/1990 | Customer Dispute | Settled | $253,000.00 | $0.00 | See FINRA Report |
| William C Brown | 1392214 | 2 | 09/07/1990 | Customer Dispute | Settled | $14,277.00 | $0.00 | See FINRA Report |
| Matt Alan McKinney | 5479034 | 4 | 09/03/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Girard Campbell | 2505333 | 8 | 08/31/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |