Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark John Jakubovie | 735372 | 5 | 12/07/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Douglas Hoffmann | 2710657 | 3 | 12/03/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Duwane Hoeg | 1899727 | 1 | 12/03/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Moran | 2329694 | 3 | 11/30/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Jay Bultman | 1306469 | 1 | 11/29/1990 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Edwin Lee Katz | 1154913 | 3 | 11/27/1990 | Customer Dispute | Award / Judgment | $7,820.00 | $5,050.00 | See FINRA Report |
| Robert David Sherwin | 732409 | 8 | 11/27/1990 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Anne Afton Rutherford | 1188217 | 5 | 11/17/1990 | Customer Dispute | Settled | $72,681.00 | $0.00 | See FINRA Report |
| Faye Angela Mellos | 863317 | 2 | 11/15/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tom Earl Barnes | 819261 | 2 | 11/14/1990 | Customer Dispute | Award / Judgment | $250,000.00 | $89,673.00 | See FINRA Report |