Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Mark Stevens | 1645792 | 3 | 01/29/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Scott Mitchell | 1027356 | 4 | 01/22/1991 | Customer Dispute | Settled | $129,000.00 | $0.00 | See FINRA Report |
| Harris Joe Sterling | 603237 | 2 | 01/16/1991 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Alexander Gordon Arns | 839939 | 2 | 01/15/1991 | Customer Dispute | Award / Judgment | $148,800.00 | $78,425.30 | See FINRA Report |
| Spencer Brian Larson | 1052902 | 1 | 01/09/1991 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Robert David Sherwin | 732409 | 8 | 01/09/1991 | Customer Dispute | Settled | $67,000.00 | $0.00 | See FINRA Report |
| David Scott Heath | 3225743 | 1 | 12/28/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Graham Collier | 1258919 | 4 | 12/27/1990 | Customer Dispute | Award / Judgment | $500.00 | $5,570.47 | See FINRA Report |
| Robert McDaniel Brownlow | 2834753 | 2 | 12/22/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Blair Wood | 472051 | 1 | 12/20/1990 | Customer Dispute | Settled | $687,000.00 | $0.00 | See FINRA Report |