Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Brian Pence | 359667 | 3 | 06/07/1991 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Marietta MacKevich Hesdorffer | 1163546 | 1 | 06/01/1991 | Customer Dispute | Award / Judgment | $42,000.00 | $12,900.00 | See FINRA Report |
| Ronald Jay Schwartz | 1473262 | 2 | 05/20/1991 | Customer Dispute | Award / Judgment | $14,308.00 | $2,000.00 | See FINRA Report |
| Kathleen Mary Valentine | 1216386 | 3 | 05/16/1991 | Customer Dispute | Settled | $150,254.00 | $0.00 | See FINRA Report |
| Justin James Carpenito | 3210157 | 2 | 05/06/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony Carrara | 1534952 | 2 | 04/29/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick McCarthy | 1268256 | 4 | 04/23/1991 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Eugene Karl Montoya | 338515 | 3 | 04/20/1991 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Alan Jay Gladstone | 826897 | 4 | 04/16/1991 | Customer Dispute | Award / Judgment | $29,906.00 | $1,100.00 | See FINRA Report |
| George Nathan Bauer | 1400933 | 1 | 04/16/1991 | Customer Dispute | Award / Judgment | $10,000.00 | $10,000.00 | See FINRA Report |