Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Anthony Hudgins Jr | 5173067 | 1 | 07/21/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert David Sherwin | 732409 | 8 | 07/21/1991 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| James P Lillie | 1033181 | 1 | 07/18/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Claudia Holliman | 1162158 | 1 | 07/16/1991 | Customer Dispute | Award / Judgment | $100,000.00 | $300,000.00 | See FINRA Report |
| Kenneth Charles Silva | 1106054 | 1 | 07/15/1991 | Customer Dispute | Award / Judgment | $3,500,000.00 | $1,800.00 | See FINRA Report |
| Edwin Lee Katz | 1154913 | 3 | 07/01/1991 | Customer Dispute | Settled | $37,700.00 | $0.00 | See FINRA Report |
| Vitia Dimitri Kozielski | 3165181 | 3 | 06/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Mark Furlong | 2860447 | 2 | 06/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Albert Ferrante | 857459 | 1 | 06/10/1991 | Customer Dispute | Award / Judgment | $7,392.00 | $1,050.00 | See FINRA Report |
| Richard Francis Connolly | 600958 | 3 | 06/07/1991 | Customer Dispute | Settled | $476,572.00 | $0.00 | See FINRA Report |