Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harvey Jay Bell | 1025291 | 3 | 11/11/1991 | Customer Dispute | Settled | $435,000.00 | $0.00 | See FINRA Report |
| Steven Randall Geraghty | 1028353 | 4 | 11/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John David Burgraff | 1410273 | 5 | 11/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kent Andrew Welley | 1437152 | 1 | 10/31/1991 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Arthur Warren Tuttle | 816765 | 4 | 10/29/1991 | Customer Dispute | Settled | $616,132.00 | $0.00 | See FINRA Report |
| Richard John Glomb | 2057029 | 3 | 10/24/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Deorchis | 1010115 | 9 | 10/18/1991 | Customer Dispute | Settled | $29,578.60 | $0.00 | See FINRA Report |
| James C Waddell | 730834 | 5 | 10/04/1991 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 10/03/1991 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Steven John Szmak | 1021339 | 3 | 10/01/1991 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |