Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael D Midgette-Coleman | 6698117 | 3 | 09/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuella Farias Frota | 5940033 | 6 | 09/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hui Sin Wong | 7226241 | 1 | 09/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridget A Chambers | 6896408 | 1 | 09/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alexander L Horgan | 7382251 | 2 | 09/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Price Manning | 1561116 | 2 | 09/02/2020 | Customer Dispute | Settled | $320,695.00 | $0.00 | See FINRA Report |
| Chris Allen Hudson | 2517201 | 2 | 09/01/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chana Bregman | 7148850 | 1 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kaitlin Marie Lento | 6909207 | 1 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Larry Krenzin | 2419349 | 3 | 08/31/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |