Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Chapman French | 214084 | 2 | 03/23/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William C Brown | 1392214 | 2 | 03/19/1992 | Customer Dispute | Award / Judgment | $25,258.30 | $15,750.00 | See FINRA Report |
| Brad Mitchell Weinman | 1197646 | 4 | 03/18/1992 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Robert David Sherwin | 732409 | 8 | 03/14/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John C Schwalbach | 2354288 | 1 | 03/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Neunuebel | 1798404 | 2 | 02/25/1992 | Customer Dispute | Award / Judgment | $143,000.00 | $1,667.00 | See FINRA Report |
| Frederick W Rickan | 1007865 | 2 | 02/21/1992 | Customer Dispute | Award / Judgment | $10,000.00 | $4,000.00 | See FINRA Report |
| Gregory Michael Chapman | 4724114 | 3 | 02/19/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David A Pendleton | 869125 | 2 | 02/19/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Walter Hiorns | 1148588 | 4 | 02/15/1992 | Customer Dispute | Settled | $416,600.00 | $0.00 | See FINRA Report |