Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Schaeffer | 1268714 | 2 | 05/15/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Howard Prince | 1222692 | 2 | 05/05/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Bushman | 1054611 | 3 | 04/30/1992 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robert Silver | 2068178 | 1 | 04/28/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Emilio Kenney | 1230670 | 4 | 04/22/1992 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |
| Bruno Mazzotta | 1721711 | 2 | 04/22/1992 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Barbara Jill Finder | 1137670 | 3 | 04/09/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Edward O'Connor | 1432604 | 1 | 04/01/1992 | Customer Dispute | Settled | $225,378.00 | $0.00 | See FINRA Report |
| Robert Edwin Berryhill | 1279622 | 4 | 03/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward John Boulbol | 1282129 | 3 | 03/24/1992 | Customer Dispute | Settled | $69,971.70 | $0.00 | See FINRA Report |