Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Anthony Richardson | 1577342 | 1 | 07/10/1992 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Kenneth Michael Pallach | 1591489 | 2 | 07/09/1992 | Customer Dispute | Settled | $16,550.00 | $0.00 | See FINRA Report |
| Maryann Elizabeth Chibbaro | 1832511 | 4 | 07/06/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Lyon Polk | 1673373 | 4 | 07/02/1992 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Matthew G Schulman | 1768107 | 1 | 07/02/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Elliott Dunlap | 1341879 | 7 | 07/01/1992 | Customer Dispute | Settled | $47,065.30 | $0.00 | See FINRA Report |
| Sharon Louise Washburn | 1863773 | 1 | 06/23/1992 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Michael John Lingner | 1024914 | 2 | 06/10/1992 | Customer Dispute | Settled | $183,150.00 | $0.00 | See FINRA Report |
| Bryan William Lister | 828690 | 1 | 05/27/1992 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Rodney Dean Halvorson | 1488641 | 1 | 05/22/1992 | Customer Dispute | Settled | $30,015.00 | $0.00 | See FINRA Report |