Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Gerard Aguer | 1852 | 12 | 02/01/1993 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Alan Shorr | 1148482 | 3 | 01/28/1993 | Customer Dispute | Settled | $81,032.40 | $0.00 | See FINRA Report |
| Robert Murrah Wills | 4378566 | 2 | 01/07/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Herman Lockshin | 311439 | 5 | 12/23/1992 | Customer Dispute | Award / Judgment | $0.00 | $30,000.00 | See FINRA Report |
| Christi Ann Edwards | 720684 | 1 | 12/22/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Gerard Higgins | 1576520 | 1 | 12/14/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tony Michael Penzone | 359945 | 10 | 12/14/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeramy Andrew Larson | 5115534 | 1 | 12/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen James Brady | 1420843 | 1 | 12/04/1992 | Customer Dispute | Award / Judgment | $8,700,000.00 | $9,600,000.00 | See FINRA Report |
| Gary Scott Jefferson | 1584749 | 2 | 12/01/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |