Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Willeen Frankie Linsicombe | 1926903 | 3 | 03/23/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 03/19/1993 | Customer Dispute | Settled | $30,767.90 | $0.00 | See FINRA Report |
| Zachary Scott Hanoyan | 1578450 | 3 | 03/16/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean M Collins | 2943422 | 1 | 03/08/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terry Michael Barr | 1492685 | 1 | 03/03/1993 | Customer Dispute | Settled | $11,500.00 | $0.00 | See FINRA Report |
| Robin Stuart McGeorge | 1157886 | 1 | 03/02/1993 | Customer Dispute | Settled | $28,401.80 | $0.00 | See FINRA Report |
| Theresa M Roberts | 4923421 | 1 | 03/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael James Notter | 349575 | 4 | 02/22/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Shaw Levin | 1203084 | 2 | 02/13/1993 | Customer Dispute | Settled | $80,908.00 | $0.00 | See FINRA Report |
| David C Volpe | 4220889 | 2 | 02/10/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |