Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen M Carroll | 2546839 | 4 | 04/21/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Dean Welbaum | 1248575 | 2 | 04/20/1993 | Customer Dispute | Award / Judgment | $20,000.00 | $17,165.50 | See FINRA Report |
| Egidio Lepre | 1103086 | 1 | 04/15/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin James Carpenito | 3210157 | 2 | 04/15/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Debra J Baker | 1614060 | 1 | 04/14/1993 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Robbie Adrianus Derooy | 728460 | 5 | 04/09/1993 | Customer Dispute | Settled | $55,843.00 | $0.00 | See FINRA Report |
| Michael James Notter | 349575 | 4 | 03/30/1993 | Customer Dispute | Settled | $254,533.00 | $0.00 | See FINRA Report |
| John David Burgraff | 1410273 | 5 | 03/29/1993 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jack Winfield Graves | 1349955 | 12 | 03/25/1993 | Customer Dispute | Settled | $172,000.00 | $0.00 | See FINRA Report |
| Neal Anton Martin | 2380773 | 1 | 03/25/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |