Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler J Migdat | 6771675 | 7 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Corey Omar Langston | 4291174 | 1 | 10/01/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen E Smith | 4062593 | 4 | 10/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Charles Glorioso | 6116026 | 1 | 09/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas J O'Rourke | 2764727 | 1 | 09/23/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Francis Sorensen | 1929963 | 3 | 09/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Scotto | 1335289 | 3 | 09/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Thorpe | 5920757 | 1 | 09/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael D Midgette-Coleman | 6698117 | 3 | 09/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael D Midgette-Coleman | 6698117 | 3 | 09/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |