Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carly Anne Rainero | 5269857 | 1 | 07/21/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Underwood | 2121307 | 3 | 07/20/1993 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 07/15/1993 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 07/15/1993 | Customer Dispute | Settled | $144,630.00 | $0.00 | See FINRA Report |
| Marvin Hunter McIntyre | 328470 | 2 | 07/02/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Lyon Polk | 1673373 | 4 | 07/01/1993 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Todd Michael Price | 2917369 | 1 | 07/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corey Jason Weide | 5653567 | 1 | 07/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell W Spitz | 1301417 | 3 | 06/28/1993 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Thomas Scott Carns | 1661549 | 8 | 06/24/1993 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |