Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cathy Diane Shattuck | 1822443 | 7 | 09/21/1993 | Customer Dispute | Settled | $58,141.20 | $0.00 | See FINRA Report |
| Arthur Daniel Rooney | 2127929 | 2 | 09/17/1993 | Customer Dispute | Award / Judgment | $17,000.00 | $8,427.00 | See FINRA Report |
| Robert Marshall Berry | 1088991 | 1 | 09/13/1993 | Customer Dispute | Award / Judgment | $6,264.69 | $2,525.78 | See FINRA Report |
| Andrew Cooper | 717835 | 2 | 09/07/1993 | Customer Dispute | Settled | $60,700.00 | $0.00 | See FINRA Report |
| Eugene Karl Montoya | 338515 | 3 | 08/25/1993 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Bret Allen Roberts | 2820614 | 2 | 08/18/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Willeen Frankie Linsicombe | 1926903 | 3 | 08/12/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Allan Schneiderman | 1125858 | 4 | 08/11/1993 | Customer Dispute | Award / Judgment | $65,000.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Miller | 1276583 | 5 | 07/29/1993 | Customer Dispute | Award / Judgment | $430,000.00 | $50,000.00 | See FINRA Report |
| George Dominic Marateo | 866558 | 2 | 07/28/1993 | Customer Dispute | Settled | $154,000.00 | $0.00 | See FINRA Report |