Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Martin Tanis | 1180348 | 3 | 12/16/1993 | Customer Dispute | Award / Judgment | $25,000.00 | $9,500.00 | See FINRA Report |
| Jeffrey Wayne Hartman | 736174 | 1 | 12/08/1993 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Paula Lynn Epstein | 1101239 | 1 | 11/24/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Lyon Polk | 1673373 | 4 | 11/23/1993 | Customer Dispute | Settled | $90,910.20 | $0.00 | See FINRA Report |
| David Phillip Grall | 1882500 | 1 | 11/18/1993 | Customer Dispute | Award / Judgment | $6,785.00 | $500.00 | See FINRA Report |
| Michael David Berger | 720732 | 2 | 11/18/1993 | Customer Dispute | Award / Judgment | $20,000.00 | $1,000.00 | See FINRA Report |
| Edward Joseph May | 1980440 | 2 | 11/09/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Jay Langer | 302027 | 3 | 10/25/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Monty Shea Holcombe | 4119238 | 2 | 10/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fredric Stephen Bayles | 1220187 | 2 | 10/23/1993 | Customer Dispute | Settled | $8,637.00 | $0.00 | See FINRA Report |