Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria Teresa Montanez | 1335976 | 1 | 04/27/1994 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Steven Walter Hiorns | 1148588 | 4 | 04/26/1994 | Customer Dispute | Settled | $19,461.00 | $0.00 | See FINRA Report |
| Gregory M Fisk | 702036 | 1 | 04/22/1994 | Customer Dispute | Settled | $97,000.00 | $0.00 | See FINRA Report |
| Thomas Craig Bonds | 1867556 | 5 | 04/22/1994 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Mark Robert Poulin | 2034087 | 4 | 04/21/1994 | Customer Dispute | Settled | $21,706.30 | $0.00 | See FINRA Report |
| Gordon Paul Sinkoff | 705936 | 4 | 04/20/1994 | Customer Dispute | Settled | $50,940.00 | $0.00 | See FINRA Report |
| Trista Leigh Wentworth | 3190445 | 1 | 04/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Raymond Dunquist | 842299 | 2 | 04/14/1994 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Patricia Ann McGinley | 1104676 | 3 | 04/12/1994 | Customer Dispute | Award / Judgment | $9,350.00 | $8,150.00 | See FINRA Report |
| Douglas Albert Weinmann | 1111521 | 1 | 03/30/1994 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |