Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Theodore Forman | 1186857 | 4 | 06/22/1994 | Customer Dispute | Award / Judgment | $29,390.00 | $16,474.00 | See FINRA Report |
| Donald Herman Lockshin | 311439 | 5 | 06/20/1994 | Customer Dispute | Settled | $211,493.00 | $0.00 | See FINRA Report |
| Mark Brent Summers | 2696220 | 1 | 06/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ahmad Ghome Lajevardi | 2341591 | 1 | 05/31/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Alan Mulstay | 2644762 | 1 | 05/29/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Christopher Natola | 2895415 | 1 | 05/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kirk Gerard Aguer | 1852 | 12 | 05/12/1994 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Rocha | 1099028 | 2 | 05/04/1994 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Jan Leonard Jernigan | 1140380 | 1 | 05/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Rudolph Glovas | 1545394 | 4 | 04/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |