Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Jay Langer | 302027 | 3 | 08/08/1994 | Customer Dispute | Settled | $221,000.00 | $0.00 | See FINRA Report |
| Steve Kent Anderson | 2521105 | 1 | 08/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Douglas Westmoreland | 1847048 | 2 | 08/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Johnston Denooy | 1526393 | 3 | 07/29/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeannette Deorchis | 1010115 | 9 | 07/19/1994 | Customer Dispute | Settled | $11,899.00 | $0.00 | See FINRA Report |
| Merilyn Terpening Shad | 1048687 | 2 | 07/15/1994 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Perry Clark Lee | 1228655 | 7 | 07/07/1994 | Customer Dispute | Award / Judgment | $1,668.99 | $1,344.37 | See FINRA Report |
| Danny Scott Wilkinson | 2321633 | 2 | 06/30/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alton Theodore Davis | 1769626 | 1 | 06/29/1994 | Customer Dispute | Award / Judgment | $25,160.00 | $17,885.70 | See FINRA Report |
| Nacole Darlene Carson | 3061635 | 2 | 06/28/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |