Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Patrick Cox | 1445836 | 3 | 10/14/1994 | Customer Dispute | Award / Judgment | $70,000.00 | $20,270.00 | See FINRA Report |
| Bernard Fisher Sandler | 1380369 | 5 | 10/10/1994 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Matthew Anthony Carrara | 1534952 | 2 | 10/07/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Defreytas | 3120204 | 2 | 09/15/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Scott Dorfman | 1374242 | 1 | 09/12/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Muelbe Sigler | 1779613 | 1 | 09/09/1994 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Randall Larry Krenzin | 2419349 | 3 | 09/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| C Ryan Hill | 1514897 | 3 | 08/31/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Frederick Treder | 1385049 | 2 | 08/27/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Harrison Schwarz | 1098653 | 6 | 08/26/1994 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |