Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Ocanas | 5671200 | 1 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aresh B Wint | 6988943 | 1 | 10/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allan John Klenke | 2252963 | 1 | 10/09/2020 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Megan Christine Pfaff | 5287555 | 1 | 10/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Migdat | 6771675 | 7 | 10/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Migdat | 6771675 | 7 | 10/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Migdat | 6771675 | 7 | 10/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Migdat | 6771675 | 7 | 10/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler J Migdat | 6771675 | 7 | 10/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Christopher Lovell | 5975704 | 3 | 10/02/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |