Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Francisco Fernandez | 2001383 | 3 | 02/07/1995 | Customer Dispute | Award / Judgment | $1,697.66 | $2,148.60 | See FINRA Report |
| Karen S Tekulsky | 1790479 | 1 | 02/07/1995 | Customer Dispute | Award / Judgment | $150,000.00 | $21,150.00 | See FINRA Report |
| Russell Lamar Clark | 2064968 | 3 | 01/31/1995 | Customer Dispute | Award / Judgment | $3,849.11 | $1,800.00 | See FINRA Report |
| Joel Lawrence Halpern | 234602 | 11 | 01/25/1995 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Benjamin Hamilton Moore | 857192 | 1 | 01/24/1995 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Michael Stuart Radecke | 1579282 | 1 | 01/13/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Bernard Courtney | 1875184 | 1 | 01/11/1995 | Customer Dispute | Award / Judgment | $95,000.00 | $70,000.00 | See FINRA Report |
| Mario Greszes | 4476368 | 1 | 01/11/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Foy | 4211986 | 1 | 01/07/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Elliott Dunlap | 1341879 | 7 | 01/04/1995 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |