Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Cole Discount | 2451347 | 2 | 03/08/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William J Sullivan | 2386647 | 1 | 03/08/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Field Cary | 727074 | 1 | 03/02/1995 | Customer Dispute | Award / Judgment | $25,000.00 | $33,069.40 | See FINRA Report |
| Joseph C Feola | 1634405 | 1 | 03/01/1995 | Customer Dispute | Settled | $18,290.20 | $0.00 | See FINRA Report |
| Philip Francis Decarlo | 63546 | 3 | 03/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Alejandro Calleja | 3141733 | 4 | 02/26/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Robert Harris | 1325264 | 2 | 02/26/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Joel Gordon | 1198044 | 6 | 02/23/1995 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Joseph John Kendrick | 267634 | 2 | 02/23/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Anthony Conklin | 52060 | 3 | 02/16/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |