Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Moye | 726563 | 1 | 05/01/1995 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Ward E Gorham | 2922629 | 4 | 04/25/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Judy W Lev | 1106636 | 5 | 04/03/1995 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Raymond Mark Wernig | 715370 | 2 | 03/21/1995 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jorge Alejandro Calleja | 3141733 | 4 | 03/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erica L Bradley | 4667188 | 1 | 03/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Steven Austin | 1765667 | 2 | 03/17/1995 | Customer Dispute | Settled | $169,437.00 | $0.00 | See FINRA Report |
| Ronald Alan Ahlquist | 1218426 | 3 | 03/15/1995 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey Stuart Cole | 1602829 | 1 | 03/14/1995 | Customer Dispute | Award / Judgment | $10,000.00 | $4,421.26 | See FINRA Report |
| Randy James Landry | 1984234 | 4 | 03/09/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |