Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Weider | 2992724 | 4 | 05/30/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Herbert Allen Milner | 4123352 | 1 | 05/24/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonard Allan Schneiderman | 1125858 | 4 | 05/17/1995 | Customer Dispute | Settled | $211,400.00 | $0.00 | See FINRA Report |
| Charles Laskey Minter | 2155895 | 1 | 05/15/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael David Berger | 720732 | 2 | 05/10/1995 | Customer Dispute | Award / Judgment | $70,000.00 | $30,000.00 | See FINRA Report |
| Keith James Robinson | 1456540 | 2 | 05/04/1995 | Customer Dispute | Settled | $500,001.00 | $0.00 | See FINRA Report |
| Scott Evan Siegel | 1291367 | 1 | 05/04/1995 | Customer Dispute | Award / Judgment | $15,542.50 | $7,500.00 | See FINRA Report |
| Robert Graham Collier | 1258919 | 4 | 05/02/1995 | Customer Dispute | Settled | $242,000.00 | $0.00 | See FINRA Report |
| Raymond Mark Wernig | 715370 | 2 | 05/02/1995 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Daniel Michael Finnegan | 819247 | 2 | 05/01/1995 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |